To comply with The Money Laundering Regulations 2007, to prevent money laundering and the funding of terrorism, financial institutions such as ITI Capital Limited are required by law to obtain, verify and retain information that identifies each individual who opens an account.
Please note
The checklist includes a full set of documents to be sent to accountmanagement@iticapital.com.
As some documents may take several days to be received, we recommend that you download the checklist and use it until your documents are collected.
A photocopy of one form of a non-expired, government issued photo ID.
ITI Capital requires a copy of the following for each named account holder. You may submit your documents as scanned images (JPG, GIF, DOC, PDF — no password protection please) to our Operations department at accountmanagement@iticapital.com.
A photocopy of one form of a non-expired, government issued photo ID.
Your identification must clearly indicate your full name and date of birth. All documents that contain an expiration date must be valid, unless stated otherwise.
Examples of this include a:
- Passport
- Driving licence
- National Identity Card
A proof of residence dated within six months for the address indicated on the application. (PO Boxes are not acceptable.)
Examples of this include a:
- Utility bill
- Telephone bill
- Mortgage statement
- Credit card statement
- Bank statement
- Current lease agreement
Foreign Status Certification & U.S Tax Payer Certification
ITI Capital Limited is a multi-product broker providing clients access to global markets, including US markets. In order to comply with FATCA requirements we require all clients to complete either the W-8 or W-9 tax forms that confirm their FATCA status for the purpose of US tax legislation. Completion of the appropriate W-8 or W-9 form ensures that you will be ready to access and trade all markets without undue delay.
This form is called a Certification of Foreign Status or commonly known as a W-8Ben form for non US residents. If an account is held by a U.S. citizen, U.S. resident alien or U.S. business entity, you are required to certify your tax status by completing W-9 form. For further information please visit https://www.irs.gov/forms-pubs/form-w-8ben-certificate-of-foreign-status-of-beneficial-owner-for-united-states-tax-withholding.
This information is required for foreign financial institution tax withholding purposes under the United States Internal Revenue Service Tax laws. ITI Capital must establish your proper classification with respect to residency for tax purposes in order to determine the proper tax withholding and file the appropriate reports with the Internal Revenue Service.
To provide or update your Certification, complete the appropriate form. Please note that you must complete this form prior to trading and any time the information on this form has changed.
- CRS Self Certification Form – dated and signed
- Additional Requirements for Professional clients: Elective Professional Form
Evidence of satisfying two of the Professional Status criteria’s
- Brokerage statement showing transactions and / or portfolio size
- CV showing financial experience
- Other documents (please specify)
